GIBBONS, Appellant, v. OGDEN,
Respondent.
SUPREME COURT OF THE UNITED STATES
22 U.S. 1; 1824 U.S. LEXIS 370; 6 L. Ed. 23; 9 Wheat. 1
FEBRUARY, 1824 Term
[summary and arguments of counsel
omitted]
OPINION:
[*186] [***67] Mr. Chief Justice MARSHALL delivered the
opinion of the Court, and, after stating the case, proceeded as follows:
The appellant contends [**231] that this decree is erroneous,
because the laws which purport to give the exclusive privilege it sustains, are
repugnant to the constitution and laws of the United States.
They are said to be repugnant --
1st. To that clause in the constitution which authorizes Congress to regulate
commerce.
2d. To that which authorizes Congress to promote the progress of science and
useful arts.
The State of New-York maintains the constitutionality of these laws; and their
Legislature, their Council of Revision, and their Judges, have repeatedly
concurred in this opinion. It is supported by great names -- by names which
have all the titles to consideration that virtue, intelligence, and office, can
bestow. No tribunal can approach the decision of this [***68]
question, without feeling a just and real respect for that opinion which is
sustained by such authority; but it is the province of this Court, while it
respects, not to bow to it implicitly; and the Judges must exercise, in the
examination of the subject, that understanding which Providence has bestowed
upon them, with that independence which the people of the United
[*187] States expect from this department of the government.
[**232]
As preliminary to the very able discussions of the constitution, which we have
heard from the bar, and as having some influence on its construction, reference
has been made to the political situation of these States, anterior to its
formation. It has been said, that they were sovereign, were completely
independent, and were connected with each other only by a league. This is true.
But, when these allied sovereigns converted their league into a government,
when they converted their Congress of Ambassadors, deputed to deliberate on
their common concerns, and to recommend measures of general utility, into a
Legislature, empowered to enact laws on the most interesting subjects, the
whole character in which the States appear, underwent a change, the extent of
which must be determined by a fair consideration of the instrument by which
that change was effected.
This instrument contains an enumeration of powers expressly granted by the
people to their government. It has been said, that these powers ought to be
construed strictly. But why ought they to be so construed? Is there one
sentence in the constitution which gives countenance to this rule? In the last
of the enumerated powers, [**233] that which grants, expressly, the
means for carrying all others into execution, Congress is authorized "to
make all laws which shall be necessary and proper" for the purpose. But
this limitation on the means which may be used, is not extended to the powers
which are conferred; nor is there one sentence in [*188] the
constitution, which has been pointed out by the gentlemen of the bar, or which
we have been able to discern, that prescribes this rule. We do not, therefore,
think ourselves justified in adopting it. What do gentlemen mean, by a strict
construction? If they contend only against that enlarged construction, which
would extend words beyond their natural and obvious import, we might question
the application of the term, but should not controvert the principle. If they
contend for that narrow construction which, in support of some theory not to be
found in the constitution, would deny to the government those powers which the
words of the grant, as usually understood, import, and which are consistent
with the general views and objects of the instrument; for that narrow
construction, which would cripple the government, and render it unequal to the
object, for which it [**234] is declared to be instituted, and to
which the powers given, as fairly understood, render it competent; then we
cannot perceive the propriety of this strict construction, nor adopt it as the
rule by which the constitution is to be expounded. As men, whose intentions
require no concealment, generally employ the words which most directly and
aptly express the ideas they intend to convey, the enlightened patriots who
framed our constitution, and the people who adopted it, must be understood to
have employed words in their natural sense, and to have intended what they have
said. If, from the imperfection of human language, there should be serious
doubts respecting the extent of any given power, it is a well settled rule,
that the objects [*189] for which it was given, especially when
those objects are expressed in the instrument itself, should have great
influence in the construction. We know of no reason for excluding this rule
from the present case. The grant does not convey power which might be
beneficial to the grantor, if retained by himself, or which can enure solely to
the benefit of the grantee; but is an investment of power for the general
advantage, in the hands of agents [**235] selected for that
purpose; which power can never be exercised by the people themselves, but must
be placed in the hands of agents, or lie dormant. We know of no rule for
construing the extent of such powers, other than is given by the language of
the instrument which confers them, taken in connexion with the purposes for
which they were conferred.
The words are, "Congress shall have power to regulate commerce with
foreign nations, and among the several States, and with the Indian
tribes."
The subject to be regulated is commerce; and our constitution being, as was
aptly said at the bar, one of enumeration, and not of definition, to ascertain
the extent of the power, it becomes necessary to settle the meaning of the
word. The counsel for the appellee would limit it to traffic, to buying and
selling, or the interchange of commodities, and do not admit that it
comprehends navigation. This would restrict a general term, applicable to many
objects, to one of its significations. Commerce, undoubtedly, is traffic, but
it is something more: it is intercourse. It describes the commercial
[*190] intercourse between nations, and parts of nations, in all
its branches, and is regulated [**236] by prescribing rules for
carrying on that intercourse. The mind can scarcely conceive a system for
regulating commerce between nations, which shall exclude all laws concerning
navigation, which shall be silent on the admission of the vessels of the one
nation into the ports of the other, and be confined to prescribing rules for
the conduct of individuals, in the actual employment of buying and selling, or
of barter.
If commerce does not include navigation, the government of the Union has no
direct power over that subject, and can make no law prescribing what shall
constitute American vessels, or requiring that they shall be navigated by
American seamen. Yet this power has been exercised from the commencement of the
government, has been exercised with the consent of all, and has been understood
by all to be a commercial regulation. All America understands, and has
uniformly understood, the word "commerce," to comprehend navigation.
It was so understood, and must have been so understood, when the constitution
was framed. The power over commerce, including navigation, was one of the
primary objects for which the people of America adopted their government, and
must have been contemplated [**237] in forming it. The convention
must have used the word in that [***69] sense, because all have
understood it in that sense; and the attempt to restrict it comes too late.
If the opinion that "commerce," as the word is used in the
constitution, comprehends navigation [*191] also, requires any
additional confirmation, that additional confirmation is, we think, furnished
by the words of the instrument itself.
It is a rule of construction, acknowledged by all, that the exceptions from a
power mark its extent; for it would be absurd, as well as useless, to except
from a granted power, that which was not granted -- that which the words of the
grant could not comprehend. If, then, there are in the constitution plain
exceptions from the power over navigation, plain inhibitions to the exercise of
that power in a particular way, it is a proof that those who made these
exceptions, and prescribed these inhibitions, understood the power to which
they applied as being granted.
The 9th section of the 1st article declares, that "no preference shall be
given, by any regulation of commerce or revenue, to the ports of one State over
those of another." This clause cannot be understood as applicable
[**238] to those laws only which are passed for the purposes of
revenue, because it is expressly applied to commercial regulations; and the
most obvious preference which can be given to one port over another, in
regulating commerce, relates to navigation. But the subsequent part of the
sentence is still more explicit. It is, "nor shall vessels bound to or
from one State, be obliged to enter, clear, or pay duties, in another."
These words have a direct reference to navigation.
The universally acknowledged power of the government to impose embargoes, must
also be considered as showing, that all America is united [*192] in
that construction which comprehends navigation in the word commerce. Gentlemen
have said, in argument, that this is a branch of the war-making power, and that
an embargo is an instrument of war, not a regulation of trade.
That it may be, and often is, used as an instrument of war, cannot be denied.
An embargo may be imposed for the purpose of facilitating the equipment or
manning of a fleet, or for the purpose of concealing the progress of an
expedition preparing to sail from a particular port. In these, and in similar
cases, it is a military instrument, and partakes [**239] of the
nature of war. But all embargoes are not of this description. They are
sometimes resorted to without a view to war, and with a single view to
commerce. In such case, an embargo is no more a war measure, than a merchantman
is a ship of war, because both are vessels which navigate the ocean with sails
and seamen.
When Congress imposed that embargo which, for a time, engaged the attention of
every man in the United States, the avowed object of the law was, the
protection of commerce, and the avoiding of war. By its friends and its enemies
it was treated as a commercial, not as a war measure.The persevering
earnestness and zeal with which it was opposed, in a part of our country which
supposed its interests to be vitally affected by the act, cannot be forgotten.
A want of acuteness in discovering objections to a measure to which they felt
the most deep rooted hostility, will not be imputed to those who were arrayed
in opposition [*193] to this. Yet they never suspected that
navigation was no branch of trade, and was, therefore, not comprehended in the
power to regulate commerce. They did, indeed, contest the constitutionality of
the act, but, on a principle which admits [**240] the construction
for which the appellant contends. They denied that the particular law in
question was made in pursuance of the constitution, not because the power could
not act directly on vessels, but because a perpetual embargo was the
annihilation, and not the regulation of commerce. In terms, they admitted the
applicability of the words used in the constitution to vessels; and that, in a
case which produced a degree and an extent of excitement, calculated to draw
forth every principle on which legitimate resistance could be sustained. No
example could more strongly illustrate the universal understanding of the
American people on this subject.
The word used in the constitution, then, comprehends, and has been always
understood to comprehend, navigation within its meaning; and a power to
regulate navigation, is as expressly granted, as if that term had been added to
the word "commerce."
To what commerce does this power extend? The constitution informs us, to
commerce "with foreign nations, and among the several States, and with the
Indian tribes."
It has, we believe, been universally admitted, that these words comprehend
every species of commercial intercourse between the [**241] United
States and foreign nations. No sort of trade can be [*194] carried
on between this country and any other, to which this power does not extend. It
has been truly said, that commerce, as the word is used in the constitution, is
a unit, every part of which is indicated by the term.
If this be the admitted meaning of the word, in its application to foreign
nations, it must carry the same meaning throughout the sentence, and remain a
unit, unless there be some plain intelligible cause which alters it.
The subject to which the power is next applied, is to commerce "among the
several States." The word "among" means intermingled with. A
thing which is among others, is intermingled with them. Commerce among the
States, cannot stop at the external boundary line of each State, but may be
introduced into the interior.
It is not intended to say that these words comprehend that commerce, which is
completely internal, which is carried on between man and man in a State, or
between different parts of the same State, and which does not extend to or
affect other States. Such a power would be inconvenient, and is certainly
unnecessary.
Comprehensive as the word "among" is, it may [**242] very
properly be restricted to that commerce which concerns more States than one.
The phrase is not one which would probably have been selected to indicate the
completely interior traffic of a State, because it is not an apt phrase for
that purpose; and the enumeration of the particular classes of commerce, to
which the power was to be extended, would not have been made, had the intention
[*195] been [***70] to extend the power to every
description. The enumeration presupposes something not enumerated; and that
something, if we regard the language or the subject of the sentence, must be
the exclusively internal commerce of a State. The genius and character of the
whole government seem to be, that its action is to be applied to all the
external concerns of the nation, and to those internal concerns which affect
the States generally; but not to those which are completely within a particular
State, which do not affect other States, and with which it is not necessary to
interfere, for the purpose of executing some of the general powers of the
government. The completely internal commerce of a State, then, may be
considered as reserved for the State itself.
But, in regulating [**243] commerce with foreign nations, the power
of Congress does not stop at the jurisdictional lines of the several States. It
would be a very useless power, if it could not pass those lines. The commerce
of the Uited States with foreign nations, is that of the whole United States.
Every district has a right to participate in it. The deep streams which
penetrate our country in every direction, pass through the interior of almost
every State in the Union, and furnih the means of exercising this right. If
Congress has the power to regulate it, that power must be exercised whenever
the subject exists. If it exists within the States, if a foreign voyage may
commence or terminate at a port within a State, then the power of Congress may
be exercised within a State.
This principle is, if possible, still more clear, when [*196]
applied to commerce "among the several States." They either join each
other, in which case they are separated by a mathematical line, or they are
remote from each other, in which case other States lie between them. What is
commerce "among" them; and how is it to be conducted? Can a trading
expedition between two adjoining States, commence and terminate outside
[**244] of each? And if the trading intercourse be between two
States remote from each other, must it not commence in one, terminate in the
other, and probably pass through a third? Commerce among the States must, of
necessity, be commerce with the States. In the regulation of trade with the
Indian tribes, the action of the law, especially when the constitution was
made, was chiefly within a State. The power of Congress, then, whatever it may
be, must be exercised within the territorial jurisdiction of the several
States. The sense of the nation on this subject, is unequivocally manifested by
the provisions made in the laws for transporting goods, by land, between
Baltimore and Providence, between New-York and Philadelphia, and between
Philadelphia and Baltimore.
We are now arrived at the inquiry -- What is this power?
It is the power to regulate; that is, to prescribe the rule by which commerce
is to be governed. This power, like all others vested in Congress, is complete
in itself, may be exercised to its utmost extent, and acknowledges no
limitations, other than are prescribed in the constitution. These are expressed
in plain terms, and do not affect the [*197] questions which
[**245] arise in this case, or which have been discussed at the
bar.If, as has always been understood, the sovereignty of Congress, though
limited to specified objects, is plenary as to those objects, the power over
commerce with foreign nations, and among the several States, is vested in
Congress as absolutely as it would be in a single government, having in its
constitution the same restrictions on the exercise of the power as are found in
the constitution of the United States. The wisdom and the discretion of
Congress, their identity with the people, and the influence which their
constituents possess at elections, are, in this, as in many other instances, as
that, for example, of declaring war, the sole restraints on which they have
relied, to secure them from its abuse. They are the restraints on which the
people must often rely solely, in all representative governments.
The power of Congress, then, comprehends navigation, within the limits of every
State in the Union; so far as that navigation may be, in any manner, connected
with "commerce with foreign nations, or among the several States, or with
the Indian tribes." It may, of consequence, pass the jurisdicational line
of New-York, [**246] and act upon the very waters to which the
prohibition now under consideration applies.
But it has been urged with great earnestness, that, although the power of
Congress to regulate commerce with foreign nations, and among the seversl
States, be co-extensive with the subject itself, and have no other limits than
are prescribed in the constitution, yet the States may severally
[*198] exercise the same power, within their respective jurisdictions.
In support of this argument, it is said, that they possessed it as an
inseparable attribute of sovereignty, before the formation of the constitution,
and still retain it, except so far as they have surrendered it by that
instrument; that this principle results from the nature of the government, and
is secured by the tenth amendment; that an affirmative grant of power is not
exclusive, unless in its own nature it be such that the continued exercise of
it by the former possessor is inconsistent with the grant, and that this is not
of that description.
The appellant, conceding these postulates, except the last, contends, that full
power to regulate a particular subject, implies the whole power, and leaves no
residuum; that a grant of the [**247] whole is incompatible with
the existence of a right in another to any part of it.
Both parties have appealed to the constitution, to legislative, acts, and
judicial decisions; and have drawn arguments from all these sources, to support
and illustrate the propositions they respectively maintain.
The grant of the power to lay and collect taxes is, like the power to regulate
commerce, made in general terms, and has never been understood to interfere
with the exercise of the same power by the States; and hence has been drawn an
argument which has been applied to the question under consideration. But the
two grants are not, it is conceived, similar in their terms or their nature.
Although many of the powers formerly [*199] exercised by the
States, are transferred to the government of the Union, yet the State
governments remain, and constitute a most important [***71] part of
our system. The power of taxation is indispensable to their existence, and is a
power which, in its own nature, is capable of residing in, and being exercised
by, different authorities at the same time. We are accustomed to see it placed,
for different purposes, in different hands. Taxation is the simple
[**248] operation of taking small portions from a perpetually
accumulating mass, susceptible of almost infinite division; and a power in one
to take what is necessary for certain purposes, is not, in its nature,
incompatible with a power in another to take what is necessary for other
purposes. Congress is authorized to lay and collect taxes, &c. to pay the
debts, and provide for the common defence and general welfare of the United
States. This does not interfere with the power of the States to tax for the
support of their own governments; nor is the exercise of that power by the
States, an exercise of any portion of the power that is granted to the United
States. In imposing taxes for State purposes, they are not doing what Congess
is empowered to do. Congress is not empowered to tax for those purposes which
are within the exclusive province of the States. When, then, each government
exercises the power of taxation, neither is exercising the power of the other.
But, when a State proceeds to regulate commerce with foreign nations, or among
the several States, it is exercising the very power that is granted to
Congress, [*200] and is doing the very thing which Congress is
authorized [**249] to do. There is no analogy, then, between the
power of taxation and the power of regulating commerce.
In discussing the question, whether this power is still in the States, in the
case under consideration, we may dismiss from it the inquiry, whether it is
surrendered by the mere grant to Congress, or is retained until Congress shall
exercise the power.We may dismiss that inquiry, because it has been exercised,
and the regulations which Congress deemed it proper to make, are now in full
operation. The sole question is, can a State regulate commerce with foreign
nations and among the States, while Congress is regulating it?
The counsel for the respondent answer this question in the affirmative, and
rely very much on the restrictions in the 10th section, as supporting their
opinion. They say, very truly, that limitations of a power, furnish a strong
argument in favour of the existence of that power, and that the section which
prohibits the States from laying duties on imports or exports, proves that this
power might have been exercised, had it not been expressly forbidden; and,
consequently, that any other commercial regulation, not expressly forbidden, to
which the original power [**250] of the State was competent, may
still be made.
That this restriction shows the opinion of the Convention, that a State might
impose duties on exports and imports, if not expressly forbidden, will be
conceded; but that it follows as a consequence, [*201] from this
concession, that a State may regulate commerce with foreign nations and among
the States, cannot be admitted.
We must first determine whether the act of laying "duties or imposts on
imports or exports," is considered in the constitution as a branch of the
taxing power, or of the power to regulate commerce. We think it very clear,
that it is considered as a branch of the taxing power.It is so treated in the
first clause of the 8th section: "Congress shall have power to lay and
collect taxes, duties, imposts, and excises;" and, before commerce is
mentioned, the rule by which the exercise of this power must be governed, is
declared. It is, that all duties, imposts, and excises, shall be uniform. In a
separate clause of the enumeration, the power to regulate commerce is given, as
being entirely distinct from the right to levy taxes and imposts, and as being
a new power, not before conferred. The constitution, then, [**251]
considers these powers as substantive, and distinct from each other; and so
places them in the enumeration it contains. The power of imposing duties on
imports is classed with the power to levy taxes, and that seems to be its
natural place. But the power to levy taxes could never be considered as
abridging the right of the States on that subject; and they might,
consequently, have exercised it by levying duties on imports or exports, had
the constitution contained no prohibition on this subject. This prohibition,
then, is an exception from the acknowledged power of the States
[*202] to levy taxes, not from the questionable power to regulate
commerce.
"A duty of tonnage" is as much a tax, as a duty on imports or
exports; and the reason which induced the prohibition of those taxes, extends
to this also. This tax may be imposed by a State, with the consent of Congress;
and it may be admitted, that Congress cannot give a right to a State, in virtue
of its own powers. But a duty of tonnage being part of the power of imposing
taxes, its prohibition may certainly be made to depend on Congress, without
affording any implication respecting a power to regulate commerce. It is true,
[**252] that duties may often be, and in fact often are, imposed on
tonnage, with a view to the regulation of commerce; but they may be also
imposed with a view to revenue; and it was, therefore, a prudent precaution, to
prohibit the States from exercising this power. The idea that the same measure
might, according to circumstances, be arranged with different classes of power,
was no novelty to the framers of our constitution. Those illustrious statesmen
and patriots had been, many of them, deeply engaged in the discussions which
preceded the war of our revolution, and all of them were well read in those
discussions. The right to regulate commerce, even by the imposition of duties,
was not controverted; but the right to impose a duty for the purpose of
revenue, produced a war as important, perhaps, in its consequences to the human
race, as any the world has ever witnessed.
These restrictions, then, are on the taxing power, [*203] not on
that to regulate commerce; and presuppose the existence of that which they
restrain, not of that which they do not purport to restrain.
But, the inspection laws are said to be regulations of commerce, and are
certainly recognised in the constitution, [**253] as being passed
in the exercise of a power remaining with the States.
That inspection laws may have a remote and [***72] considerable
influence on commerce, will not be denied; but that a power to regulate
commerce is the source from which the right to pass them is derived, cannot be
admitted. The object of inspection laws, is to improve the quality of articles
produced by the labour of a country; to fit them for exportation; or, it may
be, for domestic use. They act upon the subject before it becomes an article of
foreign commerce, or of commerce among the States, and prepare it for that
purpose. They form a portion of that immense mass of legislation, which
embraces every thing within the territory of a State, not surrendered to the
general government: all which can be most advantageously exercised by the
States themselves. Inspection laws, quarantine laws, health laws of every
description, as well as laws for regulating the internal commerce of a State,
and those which respect turnpike roads, ferries, &c., are component parts
of this mass.
No direct general power over these objects is granted to Congress; and,
consequently, they remain subject to State legislation. If [**254]
the legislative power of the Union can reach them, it must be for national
purposes; it must be where the [*204] power is expressly given for
a special purpose, or is clearly incidental to some power which is expressly
given. It is obvious, that the government of the Union, in the exercise of its
express powers, that, for example, of regulating commerce with foreign nations
and among the States, may use means that may also be employed by a State, in
the exercise of its acknowledged powers; that, for example, of regulating
commerce within the State. If Congress license vessels to sail from one port to
another, in the same State, the act is supposed to be, necessarily, incidental
to the power expressly granted to Congress, and implies no claim of a direct
power to regulate the purely internal commerce of a State, or to act directly
on its system of police. So, if a State, in passing laws on subjects
acknowledged to be within its control, and with a view to those subjects, shall
adopt a measure of the same character with one which Congress may adopt, it
does not derive its authority from the particular power which has been granted,
but from some other, which remains with the State, [**255] and may
be executed by the same means. All experience shows, that the same measures, or
measures scarcely distinguishable from each other, may flow from distinct
powers; but this does not prove that the powers themselves are identical.
Although the means used in their execution may sometimes approach each other so
nearly as to be confounded, there are other situations in which they are
sufficiently distinct to establish their individuality.
In our complex system, presenting the rare and difficult scheme of one general
government, whose [*205] action extends over the whole, but which
possesses only certain enumerated powers; and of numerous State governments,
which retain and exercise all powers not delegated to the Union, contests
respecting power must arise. Were it even otherwise, the measures taken by the
respective governments to execute their acknowledged powers, would often be of
the same description, and might, sometimes, interfere. This, however, does not
prove that the one is exercising, or has a right to exercise, the powers of the
other.
The acts of Congress, passed in 1796 and 1799, n118 empowering and directing
the officers of the general government to conform [**256] to, and
assist in the execution of the quarantine and health laws of a State, proceed,
it is said, upon the idea that these laws are constitutional. It is undoubtedly
true, that they do proceed upon that idea; and the constitutionality of such
laws has never, so far as we are informed, been denied. But they do not imply
an acknowledgment that a State may rightfully regulate commerce with foreign nations,
or among the States; for they do not imply that such laws are an exercise of
that power, or enacted with a view to it. On the contrary, they are treated as
quarantine and health laws, are so denominated in the acts of Congress, and are
considered as flowing from the acknowledged power of a State, to provide for
the health of its citizens. But, as it was apparent that some of the provisions
made for this purpose, and in virtue of this power, might [*206]
interfere with, and be affected by the laws of the United States, made for the
regulation of commerce, Congress, in that spirit of harmony and conciliation,
which ought always to characterize the conduct of governments standing in the
relation which that of the Union and those of the States bear to each other,
has directed [**257] its officers to aid in the execution of these
laws; and has, in some measure, adapted its own legislation to this object, by
making provisions in aid of those of the States. But, in making these
provisions, the opinion is unequivocally manifested, that Congress may control
the State laws, so far as it may be necessary to control them, for the
regulation of commerce.
n118 2 U.S.L. p. 545. 3 U.S.L. p. 126.
The act passed in 1803, n119 prohibiting the importation of slaves into any
State which shall itself prohibit their importation, implies, it is said, an
admission that the States possessed the power to exclude or admit them; from
which it is inferred, that they possess the same power with respect to other
articles.
n119 3 U.S.L. p. 529.
If this inference were correct; if this power was exercised, not under any
particular clause in the constitution, but in virtue of a general right over
the subject of commerce, to exist as long as the constitution itself, it might
now be exercised. Any State might now import African slaves into its own
territory. But it is obvious, that the power of the States over this subject,
previous to the year 1808, constitutes an exception to [**258] the
power of [*207] Congress to regulate commerce, and the exception is
expressed in such words, as to manifest clearly the intention to continue the
pre-existing right of the States to admit or exclude, for a limited period. The
words are, "the migration or importation of such persons as any of the
States, now existing, shall think proper to admit, shall not be prohibited by
the Congress prior to the year 1808. The whole object of the exception is, to
preserve the power to those States which might be disposed to exercise it; and
its language seems to the Court to convey this idea unequivocally. The
possession of this particular power, then, during the time limited in
[***73] the constitution, cannot be admitted to prove the
possession of any other similar power.
It has been said, that the act of August 7, 1789, acknowledges a concurrent
power in the States to regulate the conduct of pilots, and hence is inferred an
admission of their concurrent right with Congress to regulate commerce with
foreign nations, and amongst the States. But this inference is not, we think,
justified by the fact.
Although Congress cannot enable a State to legislate, Congress may adopt the
provisions [**259] of a State on any subject. When the government
of the Union was brought into existence, it found a system for the regulation
of its pilots in full force in every State. The act which has been mentioned,
adopts this system, and gives it the same validity as if its provisions had
been specially made by Congress. But the act, it may be said, is prospective
also, and the adoption of laws to be made [*208] in future,
presupposes the right in the maker to legislate on the subject.
The act unquestionably manifests an intention to leave this subject entirely to
the States, until Congress should think proper to interpose; but the very
enactment of such a law indicates an opinion that it was necessary; that the
existing system would not be applicable to the new state of things, unless
expressly applied to it by Congress. But this section is confined to pilots
within the "bays, inlets, rivers, harbours, and ports of the United
States," which are, of course, in whole or in part, also within the limits
of some particular state. The acknowledged power of a State to regulate its
police, its domestic trade, and to govern its own citizens, may enable it to
legislate on this subject, to a [**260] considerable extent; and
the adoption of its system by Congress, and the application of it to the whole
subject of commerce, does not seem to the Court to imply a right in the States
so to apply it of their own authority. But the adoption of the State system
being temporary, being only "until further legislative provision shall be
made by Congress," shows, conclusively, an opinion that Congress could
control the whole subject, and might adopt the system of the States, or provide
one of its own.
A State, it is said, or even a private citizen, may construct light houses. But
gentlemen must be aware, that if this proves a power in a State to regulate
commerce, it proves that the same power is in the citizen. States, or
individuals who own lands, may, if not forbidden by law, [*209]
erect on those lands what buildings they please; but this power is entirely
distinct from that of regulating commerce, and may, we presume, be restrained,
if exercised so as to produce a public mischief.
These acts were cited at the bar for the purpose of showing an opinion in
Congress, that the States possess, concurrently with the Legislature of the
Union, the power to regulate commerce with foreign [**261] nations
and among the States. Upon reviewing them, we think they do not establish the
proposition they were intended to prove. They show the opinion, that the States
retain powers enabling them to pass the laws to which allusion has been made,
not that those laws proceed from the particular power which has been delegated
to Congress.
It has been contended by the counsel for the appellant, that, as the word
"to regulate" implies in its nature, full power over the thing to be
regulated, it excludes, necessarily, the action of all others that would
perform the same operation on the same thing. That regulation is designed for
the entire result, applying to those parts which remain as they were, as well
as to those which are altered. It produces a uniform whole, which is as much
disturbed and deranged by changing what the regulating power designs to leave
untouched, as that on which it has operated.
There is great force in this argument, and the Court is not satisfied that it
has been refuted.
Since, however, in exercising the power of regulating their own purely internal
affairs, whether [*210] of trading or police, the States may
sometimes enact laws, the validity of which [**262] depends on
their interfering with, and being contrary to, an act of Congress passed in
pursuance of the constitution, the Court will enter upon the inquiry, whether
the laws of New-York, as expounded by the highest tribunal of that State, have,
in their application to this case, come into collision with an act of Congress,
and deprived a citizen of a right to which that act entitles him. Should this
collision exist, it will be immaterial whether those laws were passed in virtue
of a concurrent power "to regulate commerce with foreign nations and among
the several States," or, in virtue of a power to regulate their domestic
trade and police. In one case and the other, the acts of New-York must yield to
the law of Congress; and the decision sustaining the privilege they confer,
against a right given by a law of the Union, must be erroneous.
This opinion has been frequently expressed in this Court, and is founded, as
well on the nature of the government as on the words of the constitution. In
argument, however, it has been contended, that if a law passed by a State, in
the exercise of its acknowledged sovereignty, comes into conflict with a law
passed by Congress in pursuance of the [**263] constitution, they
affect the subject, and each other, like equal opposing powers.
But the framers of our constitution foresaw this state of things, and provided
for it, by declaring the supremacy not only of itself, but of the laws made in
pursuance of it. The nullity of any act, [*211] inconsistent with
the constitution, is produced by the declaration, that the constitution is the
supreme law. The appropriate application of that part of the clause which
confers the same supremacy on laws and treaties, is to such acts of the State
Legislatures as do not transcend their powers, but, though enacted in the
execution of acknowledged State powers, interfere with, or are contrary to the
laws of Congress, made in pursuance of the constitution, or some treaty made
under the authority of the United States. In every such case, the act of
Congress, or the treaty, is supreme; and the law of the State, though enacted
in the exercise of powers not controverted, must yield to it.
In pursuing this inquiry at the bar, it has been said, that the constitution
does not confer the right of intercourse between State and State. That right
derives its source from those laws whose authority is [**264]
acknowledged by civilized man throughout the world. This is true.
[***74] The constitution found it an existing right, and gave to
Congress the power to regulate it. In the exercise of this power, Congress has
passed "an act for enrolling or licensing ships or vessels to be employed
in the coasting trade and fisheries, and for regulating the same." The
counsel for the respondent contend, that this act does not give the right to
sail from port to port, but confines itself to regulating a pre-existing right,
so far only as to confer certain privileges on enrolled and licensed vessels in
its exercise.
It will at once occur, that, when a Legislature [*212] attaches
certain privileges and exemptions to the exercise of a right over which its
control is absolute, the law must imply a power to exercise the right. The
privileges ae gone, if the right itself be annihilated. It would be contrary to
all reason, and to the course of human affairs, to say that a State is unable to
strip a vessel of the particular privileges attendant on the exercise of a
right, and yet may annul the right itself; that the State of New-York cannot
prevent an enrolled and licensed vessel, proceeding [**265] from
Elizabethtown, in New-Jersey, to New-York, from enjoying, in her course, and on
her entrance into port, all the privileges conferred by the act of Congress;
but can shut her up in her own port, and prohibit altogether her entering the
waters and ports of another State. To the Court it seems very clear, that the
whole act on the subject of the coasting trade, according to those principles
which govern the construction of statutes, implies, unequivocally, an authority
to licensed vessels to carry on the coasting trade.
But we will proceed briefly to notice those sections which bear more directly
on the subject.
The first section declares, that vessels enrolled by virtue of a previous law,
and certain other vessels, enrolled as described in that act, and having
allcense in force, as is by the act required, "and no others, shall be
deemed ships or vessels of the United States, entitled to the privileges of
ships of vessels employed in the coasting trade."
This section seems to the Court to contain a positive enactment, that the
vessels it describes shall [*213] be entitled to the privileges of
ships or vessels employed in the coasting trade. These privileges cannot be
separated [**266] from the trade, and cannot be enjoyed, unless the
trade may be prosecuted. The grant of the privilege is an idle, empty form,
conveying nothing, unless it convey the right to which the privilege is
attached, and in the exercise of which its whole value consists. To construe
these words otherwise than as entitling the ships or vessels described, to
carry on the coasting trade, would be, we think, to disregard the apparent
intent of the act.
The fourth section directs the proper officer to grant to a vessel qualified to
receive it, "a license for carrying on the coasting trade;" and
prescribes its form. After reciting the compliance of the applicant with the
previous requisites of the law, the operative words of the instrument are,
"license is hereby granted for the said steam-boat, Bellona, to be
employed in carrying on the coasting trade for one year from the date hereof,
and no longer."
These are not the words of the officer; they are the words of the legislature;
and convey as explicitly the authority the act intended to give, and operate as
effectually, as if they had been inserted in any other part of the act, than in
the license itself.
The word "license," means permission, [**267] or
authority; and a license to do any particular thing, is a permission or
authority to do that thing; and if granted by a person having power to grant
it, transfers to the grantee the right to do whatever it purports to authorize.
It certainly transfers to [*214] him all the right which the
grantor can transfer, to do what is within the terms of the license.
Would the validity or effect of such an instrument be questioned by the
respondent, if executed by persons claiming regularly under the laws of
New-York?
The license must be understood to be what it purports to be, a legislative
authority to the steamboat Bellona, "to be employed in carrying on the
coasting trade, for one year from this date."
It has been denied that these words authorize a voyage from New-Jersey to
New-York.It is true, that no ports are specified; but it is equally true, that
the words used are perfectly intelligible, and do confer such authority as
unquestionably, as if the ports had been mentioned. The coasting trade is a
term well understood. The law has defined it; and all know its meaning
perfectly. The act describes, with great minuteness, the various operations of
a vessel engaged in it; and [**268] it cannot, we think, be
doubted, that a voyage from New-Jersey to New-York, is one of those operations.
Notwithstanding the decided language of the license, it has also been
maintained, that it gives no right to trade; and that its sole purpose is to
confer the American character.
The answer given to this argument, that the American character is conferred by
the enrolment, and not by the license, is, we think, founded too clearly in the
words of the law, to require the support of any additional observations. The
enrolment of vessels designed for the coasting trade, corresponds precisely
with the registration of vessels [*215] designed for the foreign
trade, and requires every circumstance which can constitute the American character.
The license can be granted only to vessels alredy enrolled, if they be of the
burthen of twenty tons and upwards; and requires no circumstance essential to
the American character. The object of the license, then, cannot be to ascertain
the character of the vessel, but to do what it professes to do -- that is, to
give permission to a vessel already proved by her enrolment to be American, to
carry on the coasting trade.
But, if the license be a [**269] permit to carry on the coasting
trade, the respondent denies that these boats were engaged in that trade, or
that the decree under consideration has restrained them from prosecuting it.
The boats of the appellant were, we are told, employed in the transportation of
passengers; and this is no part of that commerce which Congress may regulate.
If, as our whole course of legislation on this subject shows, the power of
Congress has been universally understood in America, to comprehend
[***75] navigation, it is a very persuasive, if not a conclusive
argument, to prove that the construction is correct; and, if it be correct, no
clear distinction is perceived between the power to regulate vessels employed
in transporting men for hire, and property for hire. The subject is transferred
to Congress, and no exception to the grant can be admitted, which is not proved
by the words or the nature of the thing. A coasting vessel employed in the
transportation of passengers, is as much a portion of the American marine, as
one employed [*216] in the transportation of a cargo; and no reason
is perceived why such vessel should be withdrawn from the regulating power of
that government, which [**270] has been thought best fitted for the
purpose generally. The provisions of the law respecting native seamen, and
respecting ownership, are as applicable to vessels carrying men, as to vessels
carrying manufactures; and no reason is perceived why the power over the
subject should not be placed in the same hands. The argument urged at the bar,
rests on the foundation, that the power of Congress does not extend to
navigation, as a branch of commerce, and can only be applied to that subject
incidentally and occasionally. But if that foundation be removed, we must show
some plain, intelligible distinction, supported by the constitution, or by
reason, for discriminating between the power of Congress over vessels employed
in navigating the same seas. We can perceive no such distinction.
If we refer to the constitution, the inference to be drawn from it is rather
against the distinction. The section which restrains Congress from prohibiting
the migration or importation of such persons as any of the States may think
proper to admit, until the year 1808, has always been considered as an
exception from the power to regulate commerce, and certainly seems to class
migration with importation. [**271] Migration applies as
appropriately to voluntary, as importation does to involuntary, arrivals; and,
so far as an exception from a power proves its existence, this section proves
that the power to regulate commerce applies equally [*217] to the
regulation of vessels employed in transporting men, who pass from place to
place voluntarily, and to those who pass involuntarily.
If the power reside in Congress, as a portion of the general grant to regulate
commerce, then acts applying that power to vessels generally, must be construed
as comprehending all vessels. If none appear to be excluded by the language of
the act, none can be excluded by construction. Vessels have always been
employed to a greater or less extent in the transportation of passengers, and
have never been supposed to be, on that account, withdrawn from the control or
protection of Congress. Packets which ply along the coast, as well as those
which make voyages between Europe and America, consider the transportation of
passengers as an important part of their business. Yet it has never been
suspected that the general laws of navigation did not apply to them.
The duty act, sections 23 and 46, contains provisions [**272]
respecting passengers, and shows, that vessels which transport them, have the
same rights, and must perform the same duties, with other vessels. They are
governed by the general laws of navigation.
In the progress of things, this seems to have grown into a particular employment,
and to have attracted the particular attention of government. COngress was no
longer satisfied with comprehending vessels engaged specially in this business,
within those provisions which were intended for vessels generally; and, on the
2d of March, 1819, passed "an act regulating passenger ships and
[*218] vessels." This wise and humane law provides for the
safety and comfort of passengers, and for the communication of every thing
concerning them which may interest the government, to the Department of State,
but makes no provision concerning the entry of the vessel, or her conduct in
the waters of the United States. This, we think, shows conclusively the sense
of Congress, (if, indeed, any evidence to that point could be required,) that
the pre-existing regulations comprehended passenger ships among others; and, in
prescribing the same duties, the Legislature must have considered them as
possessing [**273] the same rights.
If, then, it were even true, that the Bellona and the Stoudinger were employed
exclusively in the conveyance of passengers between New-York and New-Jersey, it
would not follow that this occupation did not constitute a part of the coasting
trade of the United States, and was not protected by the license annexed to the
answer. But we cannot perceive how the occupation of these vessels can be drawn
into question, in the case before the Court. The laws of New-York, which grant
the exclusive privilege set up by the respondent, take no notice of the
employment of vessels, and relate only to the principle by which they are
propelled. Those laws do not inquire whether vessesl are engaged in
transporting men or merchandise, but whether they are moved by steam or wind.
If by the former, the waters of New-York are closed against them, though their
cargoes be dutiable goods, which the laws of the [*219] United
States permit them to enter and deliver in New-York. If by the latter, those
waters are free to them, though they should carry passengers only. In
conformity with the law, is the bill of the plaintiff in the State Court. The
bill does not complain that the Bellona [**274] and the Stoudinger
carry passengers, but that they are moved by steam. This is the injury of which
he complains, and is the sole injury against the continuance of which he asks
relief. The bill does not even allege, specially, that those vessels were
employed in the transportation of passengers, but says, generally, that they
were employed "in the transportation of passengers, or otherwise."
The answer avers, only, that they were employed in the coasting trade, and
insists on the right to carry on any trade authorized by the license. No
testimony is taken, and the writ of injunction and decree restrain these
licensed vessels, not from carrying passengers, but from being moved through
the waters of New-York by steam, for any purpose whatever.
The questions, then, whether the conveyance of passengers be a part of the
coasting trade, and whether a vessel can be protected in that occupation by a
coasting license, are not, and cannot be, raised in this case. The real and
sole question seems to be, whether a steam machine, [***76] in
actual use, deprives a vessel of the privileges conferred by a license.
In considering this question, the first idea which presents itself, is, that
[**275] the laws of Congress for the regulation of commerce, do not
look to the [*220] principle by which vessels are moved. That
subject is left entirely to individual discretion; and, in that vast and
complex system of legislative enactment concerning it, which embraces every
thing that the Legislature thought it necessary to notice, there is not, we
believe, one word respecting the peculiar principle by which vessels are
propelled through the water, except what may be found in a single act, granting
a particular privilege to steam boats. With this exception, every act, either
prescribing duties, or granting privileges, applies to every vessel, whether
navigated by the instrumentality of wind or fire, of sails or machinery. The
whole weight of proof, then, is thrown, upon him who would introduce a
distinction to which the words of the law give no countenance.
If a real difference could be admitted to exist between vessels carrying
passengers and others, it has already been observed, that there is no fact in
this case which can bring up that question. And, if the occupation of steam
boats be a matter of such general notoriety, that the Court may be presumed to
know it, although [**276] not specially informed by the record,
then we deny that the transportation of passengers is their exclusive
occupation. It is a matter of general history, that, in our western waters,
their principal employment is the transportation of merchandise; and all know,
that in the waters of the Atlantic they are frequently so employed.
But all inquiry into this subject seems to the Court to be put completely at
rest, by the act already [*221] mentioned, entitled, "An act
for the enrolling and licensing of steam boats."
This act authorizes a steam boat employed, or intended to be employed, only in
a river or bay of the United States, owned wholly or in part by an alien,
resident within the United States, to be enrolled and licensed as if the same
belonged to a citizen of the United States.
This act demonstrates the opinion of Congress, that steam boats may be enrolled
and licensed, in common with vessels using sails. They are, of course, entitled
to the same privileges, and can no more be restrained from navigating waters,
and entering ports which are free to such vessels, than if they were wafted on
their voyage by the winds, instead of being propelled by the agency of fire.
The [**277] one element may be as legitimately used as the other,
for every commercial purpose authorized by the laws of the Union; and the act
of a State inhibiting the use of either to any vessel having a license under
the act of Congress, comes, we think, in direct collision with that act.
As this decides the cause, it is unnecessary to enter in an examination of that
part of the constitution which empowers Congress to promote the progress of
science and the useful arts.
The Court is aware that, in stating the train of reasoning by which we have
been conducted to this result, much time has been consumed in the attempt to
demonstrate propositions which may have been thought axioms. It is felt that
the tediousness inseparable from the endeavour to prove that which is already
clear, is imputable to [*222] a considerable part of this opinion.
But it was unavoidable. The conclusion to which we have come, depends on a
chain of principles which it was necessary to preserve unbrokn; and, although
some of them were thought nearly selfevident, the magnitude of the question,
the weight of character belonging to those from whose judgment we dissent, and
the argument at the bar, demanded that [**278] we should assume
nothing.
Powerful and ingenious minds, taking, as postulates, that the powers expressly
granted to the government of the Union, are to be contracted by construction,
into the narrowest possible compass, and that the original powers of the States
are retained, if any possible construction will retain them, may, by a course
of well digested, but refined and metaphysical reasoning, founded on these
premises, explain away the constitution of our country, and leave it, a
magnificent structure, indeed, to look at, but totally unfit for use. They may
so entangle and perplex the understanding, as to obscure principles, which were
before thought quite plain, and induce doubts where, if the mind were to pursue
its own course, none would be perceived. In such a case, it is peculiarly
necessary to recur to safe and fundamental principles to sustain those
principles, and, when sustained, to make them the tests of the arguments to be
examined.
DISSENTBY: JOHNSON
DISSENT: Mr. Justice JOHNSON. The judgment entered by the
Court in this cause, has my entire approbation; but having adopted my
conclusions on views [*223] of the subject materially different
from those of my brethren, [**279] I feel it incumbent on me to
exhibit those views. I have, also, another inducement: in questions of great
importance and great delicacy, I feel my duty to the public best discharged, by
an effort to maintain my opinions in my own way.
In attempts to construe the constitution, I have never found much benefit
resulting from the inquiry, whether the whole, or any part of it, is to be
construed strictly, or literally. The simple, classical, precise, yet
comprehensive language, in which it is couched, leaves, at most, but very
little latitude for construction; and when its intent and meaning is
discovered, nothing remains but to execute the will of those who made it, in
the best manner to effect the purposes intended. The great and paramount
purpose, was to unite this mass of wealth and power, for the protection of the
humblest individual; his rights, civil and political, his interests and
prosperity, are the sole end; the rest are nothing but the means. But the
principal of those means, one so essential as to approach nearer the
characteristics of an end, was the independence and harmony of the States, that
they may the better subserve the purposes of cherishing and protecting the
[**280] respective families of this great republic.
The strong sympathies, rather than the feeble government, which bound the
States together during a common war, dissolved on the return of peace; and the
very principles which gave rise to the war of the revolution, began to threaten
the [*224] confederacy with anarchy and ruin. The States had
resisted a tax imposed [***77] by the parent State, and now
reluctantly submitted to, or altogether rejected, the moderate demands of the
confederation. Every one recollects the painful and threatening discussions,
which arose on the subject of the five per cent. duty. Soem States rejected it
altogether; others insisted on collecting it themselves; scarcely any
acquiesced without reservations, which deprived it altogether of the character
of a national measure; and at length, some repealed the laws by which they had
signified their acquiescence.
For a century the States had submitted, with murmurs, to the commercial
restrictions imposed by the parent State; and now, finding themselves in the
unlimited possession of those powers over their own commerce, which they had so
long been deprived of, and so earnestly coveted, that selfish principle
[**281] which, well controlled, is so salutary, and which,
unrestricted, is so unjust and tyrannical, guided by inexperience and jealousy,
began to show itself in iniquitous laws and impolitic measures, from which grew
up a conflict of commercial regulations, destructive to the harmony of the
States, and fatal to their commercial interests abroad.
This was the immediate cause, that led to the forming of a convention.
As early as 1778, the subject had been pressed upon the attention of Congress,
by a memorial from the State of New-Jersey; and in 1781, we find a resolution
presented to that body, by one of [*225] the most enlightened men
of his day, n120 affirming, that "it is indispensably necessary, that the
United States, in Congress assembled, should bevested with a right of
superintending the commercial regulations of every State, that none may take
place that shall be partial or contrary to the common interests." The
resolution of Virginia, n121 appointing her commissioners, to meet
commissioners from other States, expresses their purpose to be, "to take
into consideration the trade of the United States, to consider how far an
uniform system in their commercial regulations, may [**282] be
necessary to their common interests and their permanent harmony." And Mr.
Madison's resolution, which led to that measure, is introduced by a preamble
entirely explicit to this point: "Whereas, the relative situation of the
United States has been found, on trial, to require uniformity in their
commercial regulations, as the only effectual policy for obtaining, in the
ports of foreign nations, a stipulation of privileges reciprocal to those
enjoyed by the subjects of such nations in the ports of the United States, for
preventing animosities, which cannot fail to arise among the several States,
from the interference of partial and separate regulations," &c.
"therefore, resolved," &c.
n120 Dr. Witherspoon.
n121 January 21, 1786.
The history of the times will, therefore, sustain the opinion, that the grant
of power over commerce, if intended to be commensurate with the evils existing,
and the purpose of remedying those [*226] evils, could be only
commensurate with the power of the States over the subject.And this opinion is
supported by a very remarkable evidence of the general understanding of the
whole American people, when the grant was made.
There was not a State in [**283] the Union, in which there did not,
at that time, exist a variety of commercial regulations; concerning which it is
too much to suppose, that the whole ground covered by those regulations was
immediately assumed by actual legislation, under the authority of the Union.
But where was the existing statute on this subject, that a State attempted to
execute? or by what State was it ever thought necessary to repeal those
statutes? By common consent, those laws dropped liefeless from their statute
books, for want of the sustaining power, that had been relinquished to
Congress.
And the plain and direct import of the words of the grant, is consistent with
this general understanding.
The words of the constitution are, "Congress shall have power to regulate
commerce with foreign nations, and among the several States, and with the
Indian tribes."
It is not material, in my view of the subject, to inquire whether the article a
or the should be prefixed to the word "power." Either, or neither,
will produce the same result: if either, it is clear that the article the would
be the proper one, since the next preceding grant of power is certainly
exclusive, to wit: "to borrow money on the credit [**284]
[*227] of the United States." But mere verbal criticism I
reject.
My opinion is founded on the application of the words of the grant to the
subject of it.
The "power to regulate commerce," here meant to be granted, was that
power to regulate commerce which previously existed in the States. But what was
that power? The States were, unquestionably, supreme; and each possessed that
power over commerce, which is acknowledged to reside in every sovereign State.
The definition and limits of that power are to be sought among the features of
international law; and, as it was not only admitted, but insisted on by both
parties, in argument, that, "unaffected by a state of war, by treaties, or
by municipal regulations, all commerce among independent States was
legitimate," there is no necessity to appeal to the oracles of the jus
commune for the correctness of that doctrine. The law of nations, regarding man
as a social animal, pronounces all commerce legitimate in a state of peace,
until prohibited by positive law. The power of a sovereign state over commerce,
therefore, amounts to nothing more than a power to limit and restrain it at
pleasure. And since the power to prescribe the [**285] limits to
its freedom, necessarily implies the power to determine what shall remain
unrestrained, it follows, that the power must be exclusive; it can reside but
in one potentate; and hence, the grant of this power carries wit it the whole
subject, leaving nothing for the State to act upon.
And such has been the practical construction of [*228] the act.
Were every law on the subject of commerce repealed to-morrow, all commerce would
be lawful; and, in practice, merchants never inquire what is permitted, but
what is forbidden commerce. Of all the endless variety of branches of foreign
commerce, now carried on to every quarter of the world, I know of no one that
is permitted by act of Congress, any otherwise than by not being forbidden. No
statute of the United States, that [***78] I know of, was ever
passed to permit a commerce, unless in consequence of its having been
prohbiited by some previous statute.
I speak not here of the treaty making power, for that is not exercised under
the grant now under consideration. I confine my observation to laws properly so
called. And even where freedom of commercial intercourse is made a subject of
stipulation in a treaty, it is generally [**286] with a view to the
removal of some previous restriction; or the introduction of some new
privilege, most frequently, is identified with the return to a state of peace.
But another view of the subject leads directly to the same conclusion. Power to
regulate foreign commerce, is given in the same words, and in the same breath,
as it were, with that over the commerce of the States and with the Indian
tribes. But the power to regulate foreign commerce is necessarily exclusive.
The States are unknown to foreign nations; their sovereignty exists only with
relation to each other and the general government. Whatever regulations foreign
commerce should be subjected to in the ports of the Union, the general
government would be [*229] held responsible for them; and all other
regulations, but those which Congress had imposed, would be regarded by foreign
nations as trespasses and violations of national faith and comity.
But the language which grants the power as to one description of commerce,
grants it as to all; and, in fact, if ever the exercise of a right, or
acquiescence in a construction, could be inferred from contemporaneous and
continued assent, it is that of the exclusive [**287] effect of
this grant.
A right over the subject has never been pretended to in any instance, except as
incidental to the exercise of some other unquestionable power.
The present is an instance of the assertion of that kind, as incidental to a
municipal power; that of superintending the internal concerns of a State, and particularly
of extending protection and patronage, in the shape of a monopoly, to genius
and neterprise.
The grant to Livingston and Fulton, interferes with the freedom of intercourse
among the States; and on this principle its constitutionality is contested.
When speaking of the power of Congress over navigation, I do not regard it as a
power incidental to that of regulating commerce; I consider it as the thing
itself; inseparable from it as vital motion is from vital existence.
Commerce, in its simplest signification, means an exchange of goods; but in the
advancement of society, labour, transportation, intelligence, care, and various
mediums of exchange, become commodities, and enter into commerce; the subject,
[*230] the vehicle, the agent, and their various operations, become
the objects of commercial regulation. Ship building, the carrying trade, and
[**288] propagation of seamen, are such vital agents of commercial
prosperity, that the nation which could not legislate over these subjects, would
not possess power to regulate commerce.
That such was the understanding of the framers of the constitution, is
conspicuous from provisions contained in that instrument.
The first clause of the 9th section, not only considers the right of
controlling personal ingress or migration, as implied in the powers previously
vested in Congress over commerce, but acknowledges it as a legitimate subject
of revenue. And, although the leading object of this section undoubtedly was
the importation of slaves, yet the words are obviously calculated to comprise
persons of all descriptions, and to recognise in Congress a power to prohibit,
where the States permit, although they cannot permit when the States prohibit.
The treaty making power undoubtedly goes further. So the fifth clause of the
same section furnishes an exposition of the sense of the Convention as to the
power of Congress over navigation: "nor shall vessels bound to or from one
State, be obliged to enter, clear, or pay duties in another."
But, it is almost labouring to prove a self-evident proposition,
[**289] since the sense of mankind, the practice of the world, the
contemporaneous assumption, and continued exercise of the power, and universal
acquiescence, have so clearly established [*231] the right of
Congress over navigation, and the transportation of both men and their goods,
as not only incidental to, but actually of the essence of, the power to
regulate commerce. As to the transportation of passengers, and passengers in a
steam boat, I consider it as having been solemnly recognised by the State of
New-York, as a subject both of commercial regulation and of revenue. She has
imposed a transit duty upon steam boat passengers arriving at Albany, and
unless this be done in the exercise of her control over personal intercourse,
as incident to internal commerce, I know not on what principle the individual
has been subjected to this tax. The subsequent imposition upon the steam boat
itself, appears to be but a commutation, and operates as an indirect instead of
a direct tax upon the same subject. The passenger pays it at last.
It is impossible, with the views which I entertain of the principle on which
the commercial privileges of the people of the United States, among themselves,
[**290] rests, to concur in the view which this Court takes of the
effect of the coasting license in this cause. I do not regard it as the
foundation of the right set up in behalf of the appellant. If there was any one
object riding over every other in the adoption of the constitution, it was to
keep the commercial intercourse among the States free from all invidious and
partial restraints. And I cannot overcome the conviction, that if the licensing
act was repealed to-morrow, the rights of the appellant to a reversal of the decision
complained of, would be as [*232] strong as it is under this
license. One half the doubts in life arise from the defects of language, and if
this instrument had been called an exemption instead of a license, it would
have given a better idea of its character. Licensing acts, in facts, in
legislation, are universally restraining acts; as, for example, acts licensing
gaming houses, retailers of spiritious liquors, &c. The act, in this
instance, is distinctly of that character, and forms part of an extensive
system, the object of which is to encourage American shipping, and place them
on an equal footing [***79] with the shipping of other nations.
Almost [**291] every commercial nation reserves to its own subjects
a monopoly of its coasting trade; and a countervailing privilege in favour of
American shipping is contemplated, in the whole legislation of the United
States on this subject. It is not to give the vessel an American character,
that the license is granted; that effect has been correctly attributed to the
act of her enrolment. but it is to confer on her American privileges, as
contradistinguished from foreign; and to preserve the government from fraud by
foreigners, in surreptitiously intruding themselves into the American
commercial marine, as well as frauds upon the revenue in the trade coastwise,
that this whole system is projected. Many duties and formalities are
necessarily imposed upon the American foreign commerce, which would be
burdensome in the active coasting trade of the States, and can be dispensed
with. A higher rate of tonnage also is imposed, and this license entitles the
vessels that take it, to those exemptions, but to nothing more.
[*233] A common register, equally entitles vessels to carry on the
coasting trade, although it does not exempt them from the forms of foreign
commerce, or from compliance with [**292] the 16th and 17th
sections of the enrolling act. And even a foreign vessel may be employed
coastwise, upon complying with the requisitions of the 24th section. I consider
the license, therefore, as nothing more than what it purports to be, according
to the 1st section of this act, conferring on the licensed vessel certain
privileges in that trade, not conferred on other vessels; but the abstract
right of commercial intercourse, stripped of those privileges, is common to
all.
Yet there is one view, in which the license may be allowed considerable
influence in sustaining the decision of this Court.
It has been contended, that the grants of power to the United States over any
subject, do not, necessarily, paralyze the arm of the States, or deprive them
of the capacity to act on the same subject. That this can be the effect only of
prohibitory provisions in their own constitutions, or in that of the general
government. The vis vitae of power is still existing in the States, if not
extinguished by the constitution of the United States. That, although as to all
those grants of power which may be called aboriginal, with relation to the
government, brought into existence by the constitution, [**293]
they, of course, are out of the reach of State power; yet, as to all
concessions of powers which previously existed in the States, it was otherwise.
The practice of our government certainly [*234] has been, on many
subjects, to occupy so much only of the field opened to them, as they think the
public interests require. Witness the jurisdiction of the Circuit Courts,
limited both as to cases and as to amount; and various other instances that
might be cited. But the license furnishes a full answer to this objection; for,
although one grant of power over commerce, should not be deemed a total
relinquishment of power over the subject, but amounting only to a power to
assume, still the power of the State must be at an end, so far as the United
States have, by their legislative act, taken the subject under their immediate
superintendence. So far as relates to the commerce coastwise, the act under
which this license is granted, contains a full expression of Congress on this
subject. Vessels, from five tons upwards, carrying on the coasting trade, are
made the subject of regulation by that act. And this license proves, that this
vessel has complied with that act, and been regularly [**294]
ingrafted into one class of the commercial marine of the country.
It remains, to consider the objections to this opinion, as presented by the
counsel for the appellee. On those which had relation to the particular
character of this boat, whether as a steam boat or a ferry boat, I have only to
remark, that in both those characters, she is expressly recognised as an object
of the provisions which relate to licenses.
The 12th section of the act of 1793, has these words: "That when the
master of any ship or vessel, ferry boats excepted, shall be changed,"
&c. And the act which exempts licensed steam [*235] boats from
the provisions against alien interests, shows such boats to be both objects of
the licensing act, and objects of that act, when employed exclusively within
our bays and rivers.
But the principal objections to these opinions arise, 1st. From the unavoidable
action of some of the municipal powers of the States, upon commercial subjects.
2d. From passages in the constitution, which are supposed to imply a concurrent
power in the States in regulating commerce.
It is no objection to the existence of distinct, substantive powers, that, in
their application, they bear [**295] upon the same subject. The
same bale of goods, the same cask of provisions, or the same ship, that may be
the subject of commercial regulation, may also be the vehicle of disease. And
the health laws that require them to be stopped and ventilated, are no more
intended as regulations on commerce, than the laws which permit their
importation, are intended to innoculate the community with disease. Their
different purposes mark the distinction between the powers brought into action;
and while frankly exercisecd, they can produce no serious collision. As to laws
affecting ferries, turnpike roads, and other subjects of the same class, so far
from meriting the epithet of commercial regulations, they are, in fact,
commercial facilities, for which, by the consent of mankind, a compensation is
paid, upon the same principle that the whole commercial world submit to pay
light money to the Danes. Inspection laws are of a more equivocal nature, and
it is obvious, that [*236] the constitution has viewed that subject
with much solicitude. But so far from sustaining an inference in favour of the
power of the States over commerce, I cannot but think that the guarded
provisions of the 10th [**296] section, on this subject, furnish a
strong argument against that inference. It was obvious, that inspection laws
must combine municipal with commercial regulations; and, while the power over
the subject is yielded to the States, for obvious reasons, an absolute control
is given over State legislation on the subject, as far as that legislation may
be exercised, so as to affect the commerce of the country. The inferences, to
be correctly drawn, from this [***80] whole article, appear to me
to be altogether in favour of the exclusive grants to Congress of power over
commerce, and the reverse of that which the appellee contends for.
This section contains the positive restrictions imposed by the constitution
upon State power. The first clause of it, specifies those powers which the
States are precluded from exercising, even though the Congress were to permit
them. The second, those which the States may exercise with the consent of
Congress. And here the sedulous attention to the subject of State exclusion
from commercial power, is strongly marked. Not satisfied with the express grant
to the United States of the power over commerce, this clause negatives the
exercise of that power [**297] to the States, as to the only two
objects which could ever tempt them to assume the exercise of that power, to
wit, the collection of a revenue from imposts and duties on imports and
exports; or from a tonnage duty. As [*237] to imposts on imports or
exports, such a revenue might have been aimed at directly, by express
legislation, or indirectly, in the form of inspection laws; and it became
necessary to guard against both. Hence, first, the consent of Congress to such
imposts or duties, is made necessary; and as to inspection laws, it is limited
to the minimum of expenses. Then, the money so raised shall be paid into the
treasury of the United States, or may be sued for. since it is declared to be
for their use. And lastly, all such laws may be modified, or repealed, by an
act of Congress. It is impossible for a right to be more guarded. As to a
tonnage duty, that could be recovered in but one way; and a sum so raised,
being obviously necessary for the execution of health laws, and other
unavoidable port expenses, it was intended that it should go into the State
treasuries; and nothing more was required, therefore, than the consent of
Congress. But this whole clause, as [**298] to these two subjects,
appears to have been introduced ex abundanti cautela, to remove every
temptation to an attempt to-interfere with the powers of Congress over
commerce, and to show how far Congress might consent to permit the States to
exercise that power. Beyond those limits, even by the consent of Congress, they
could not exercise it. And thus, we have the whole effect of the clause. The
inference which counsel would deduce from it, is neither necessary nor
consistent with the general purpose of the clause.
But instances have been insisted on, with much confidence, in argument, in
which, by municipal [*238] laws, particular regulations respecting
their cargoes have been imposed upon shipping in the ports of the United
States; and one, in which forfeiture was made the penalty of disobedience.
Until such laws have been tested by exceptions to their constitutionality, the
argument certainly wants much of the force attributed to it; but admitting
their constitutionality, they present only the familiar case of punishment
inflicted by both governments upon the same individual. He who robs the mail,
may also steal the horse that carries it, and would, unquestionably, be
[**299] subject to punishment, at the same time, under the laws of
the State in which the crime is committed, and under those of the United
States. And these punishments may interfere, and one render it impossible to
inflict the other, and yet the two governments would be acting under powers
that have no claim to identity.
It would be in vain to deny the possibility of a clashing and collision between
the measures of the two governments. The line cannot be drawn with sufficient
distinctness between the municipal powers of the one, and the commercial powers
of the other. In some points they meet and blend so as scarcely to admit of
separation. Hitherto the only remedy has been applied which the case admits of;
that of a frank and candid co-operation for the general good. Witness the laws
of Congress requiring its officers to respect the inspection laws of the
States, and to aid in enforcing their health laws; that which surrenders to the
States the superintendence of pilotage, and the [*239] many laws
passed to permit a tonnage duty to be levied for the use of their ports. Other
instances could be cited, abundantly to prove that collision must be sought to be
produced; and when [**300] it does arise, the question must be
decided how far the powers of Congress are adequate to put it down. Wherever
the powers of the respective governments are frankly exercised, with a distinct
view to the ends of such powers, they may act upon the same object, or use the
same means, and yet the powers be kept perfectly distinct. A resort to the same
means, therefore, is no argument to prove the identity of their respective
powers.
I have not touched upon the right of the States to grant patents for inventions
or improvements, generally, because it does not necessarily arise in this
cause. It is enough for all the purposes of this decision, if they cannot
exercise it so as to restrain a free intercourse among the States.
DECREE. This cause came on to be heard on the transcript of the record of the
Court for the Trial of Impeachments and Correction of Errors of the State of
New-York, and was argued by counsel. On consideration whereof, this Court is of
opinion, that the several licenses to the steam boats the Stoudinger and the
Bellona, to carry on the coasting trade, which are set up by the appellant,
Thomas Gibbons, in his answer to the bill of the respondent, Aaron Ogden, filed
[**301] in the Court of Chancery for the State of New-York, which
were granted under an act of Congress, passed in pursuance of the constitution
of the [*240] United States, gave full authority to those vessels
to navigate the waters of the United States, by steam or otherwise, for the
purpose of carrying on the coasting trade, any law of the State of New-York to
the contrary notwithstanding; and that so much of the several laws of the State
of New-York, as prohibits vessels, licensed according to the laws of the United
States, from navigating the waters of the State of New-York, by means of fire
or steam, is repugnant to the said constitution, and void. This Court is,
therefore, of opinion, that the decree of the Court of New-York for the Trial
of Impeachments and the Correction of Errors, affirming the decree of the
Chancellor of that State, which perpetually enjoins the said Thomas Gibbons,
the appellant, from navigating [***81] the waters of the State of
New-York with the steam boats the Stoudinger and the Bellona, by steam or fire,
is erroneous, and ought to be reversed, and the same is hereby reversed and
annulled: and this Court doth further DIRECT, ORDER, and DECREE, that
[**302] the bill of the said Aaron Ogden be dismissed, and this
same is hereby dismissed accordingly.